Steven Rivera, financial advisor Rolling Meadows IL
88 score

Steven Rivera

CRD Number: 6323928
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Steven Rivera (CRD# 6323928) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rolling Meadows, IL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Rolling Meadows, IL Jun 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows, IL Apr 2014 - Current 2
Mercer County Community College West Windsor, NJ Jan 2014 - Apr 2014 < 1
Unemployed Hamilton, NJ Nov 2013 - Jan 2014 < 1
Fifth Third Bank Frankfort, KY May 2011 - Nov 2013 2
Wells Fargo Co Hamilton, NJ Feb 2011 - May 2011 < 1
Modells Sporting Goods Hamilton, NJ May 2005 - Apr 2011 5
Wachovia Bank Hamilton, NJ Aug 2010 - Feb 2011 < 1
Wells Fargo Advisor Bridgewater, NJ May 2010 - Aug 2010 < 1
Rowan University Glassboro, NJ Sep 2006 - May 2010 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Contact Info for Steven C. Rivera
Phone Number: 800-637-7455
Registered State(s):
  • IL
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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