Thomas Ginty (CRD# 5761053) is an Investment Advisor Representative working at Wedmont Private Capital in West Chester, PA and has over 12 years of experience in the finance industry. Thomas Ginty has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2972218
Lpl Financial LLC
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 6436358
Planning Capital Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wedmont Private Capital | West Chester, PA | Apr 2021 - Current | 3 |
| Wedmont Private Capital | West Chester, PA | Apr 2021 - Current | 3 |
| Facet Wealth | Baltimore, MD | Sep 2019 - Apr 2021 | 1 |
| Td Ameritrade, Inc. | Radnor, PA | Feb 2019 - Sep 2019 | < 1 |
| Raymond James & Associates, Inc. | Philadelphia, PA | Sep 2017 - Feb 2019 | 1 |
| Raymond James & Associates, Inc. | Walnut Creek, CA | Dec 2010 - Jun 2017 | 6 |
| Raymond James & Associates, Inc. | Walnut Creek, CA | Dec 2009 - Jun 2017 | 7 |
| East Bay United - Bay Oaks | Oakland, CA | Mar 2014 - Sep 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2011 |
- PA
- TX
-
Total Assets Under Management1,577MILLIONS
-
Total Number of Accounts1,505ACCOUNTS
-
Average Account Value$1,048,034
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, FL, IL, LA, MA, MD, ME, MI, NH, NJ, NY, PA, TX, VA, WA
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