Ashley Banks (CRD# 7354262) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rome, GA and has 1 year of experience in the finance industry.
CRD# 6937284
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1981586
Dempsey Lord Smith, LLC
CRD# 1952919
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St Rome, GA | Mar 2021 - Current | 2 |
| Stay At Home Mom | Rome, GA | Oct 2020 - Mar 2021 | < 1 |
| Healing Ways Tn, LLC | Chattanooga, TN | Oct 2018 - Oct 2020 | 2 |
| Lexipol | Irvine, CA | Apr 2017 - Oct 2018 | 1 |
| Veeam Software | Alpharetta, GA | Mar 2014 - Apr 2017 | 3 |
| Regions | Jacksonville, FL | Jun 2013 - Mar 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2022 |
- GA
- TX
-
Total Assets Under Management1,093,689MILLIONS
-
Total Number of Accounts2,864,234ACCOUNTS
-
Average Account Value$381,844
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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