Michael Argo, financial advisor Rome GA

Michael Argo

CRD Number: 1981586
Current Firm: Dempsey Lord Smith, LLC

Michael Argo (CRD# 1981586) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 34 years of experience in the finance industry. Michael Argo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Harry Arrowood, financial advisor Rome GA
Harry R. Arrowood
CRD# 1952919
Lpl Financial LLC
Similar Advisors
Don Ash, financial advisor Rome GA
Don E. Ash
CRD# 5429310
Corecap Advisors
Similar Advisors
Ralph Barden, financial advisor Rome GA
Ralph L. Barden
CRD# 1571020
Park Avenue Securities LLC
Professional Designations
Company Name Location Dates Years
Dempsey Lord Smith, LLC Rome, GA Jun 2013 - Current 10
Massachusetts Mutual Life Insurance Company Atlanta, GA Jul 1987 - Current 36
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1989
Contact Info for Michael K. Argo
Phone Number: 706.238.9575
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    502
    MILLIONS
  • Total Number of Accounts
    2,945
    ACCOUNTS
  • Average Account Value
    $170,458
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MA, MD, MI, MN, MO, MS, NC, NM, NV, OH, PA, PR, SC, TN, TX, VA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.