Scott Porter, financial advisor Rome GA

Scott Porter

CRD Number: 4502249
Current Firm: Dempsey Lord Smith, LLC

Scott Porter (CRD# 4502249) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 21 years of experience in the finance industry. Scott Porter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Dempsey Lord Smith, LLC Rome, GA Nov 2016 - Current 7
Porter Insurance & Financial Mesa, AZ Nov 2004 - Current 19
Benjamin & Jerold Brokerage I, LLC New York, NY Oct 2014 - Nov 2016 2
Global Financial Private Capital, LLC Sarasota, FL Jan 2012 - Jun 2016 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2002
Contact Info for Scott M. Porter
Phone Number: 706.238.9575
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    502
    MILLIONS
  • Total Number of Accounts
    2,945
    ACCOUNTS
  • Average Account Value
    $170,458
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MA, MD, MI, MN, MO, MS, NC, NM, NV, OH, PA, PR, SC, TN, TX, VA

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