Sherman Fernandes, financial advisor Rome GA
93 score

Sherman Fernandes

CRD Number: 3051248
Current Firm: Level Four Advisory Services

Sherman Fernandes (CRD# 3051248) is an Investment Advisor Representative working at Level Four Advisory Services in Rome, GA and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Level Four Advisory Services Rome, GA Jan 2014 - Current 2
Lpl Financial, LLC Atlanta, GA Oct 2009 - Current 7
Merrill Lynch Chicago, IL Sep 2008 - Oct 2009 1
Hirsch Burroughs Chicago, IL Jan 2008 - Sep 2008 < 1
Citigroup Global Markets Inc. Chicago, IL Mar 2005 - Jan 2008 2
Citigroup Smith Barney Chicago, IL Mar 2005 - Jan 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1999
S65 NASAA Investment Advisors Law Examination Jun 2000
Contact Info for Sherman J. Fernandes
Phone Number: 972-665-0878
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    1,313
    MILLIONS
  • Total Number of Accounts
    5,717
    ACCOUNTS
  • Average Account Value
    $229,697
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, FL, GA, IA, IL, IN, KY, LA, MI, MN, MO, MS, NC, ND, NE, NJ, NM, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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