Laura Davis, financial advisor Rosemont IL
86 score

Laura Davis

CRD Number: 1279947
Current Firm: Park Avenue Securities LLC

Laura Davis (CRD# 1279947) is an Investment Advisor Representative working at Park Avenue Securities LLC in Rosemont, IL and has over 24 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Guardian Life Insurance Co Of America Rosemont, IL Mar 2012 - Current 4
Park Avenue Securities LLC Rosemont, IL Mar 2012 - Current 4
Guardian Life Insurance Co Of America Glenview, IL Aug 2011 - Mar 2012 < 1
Park Avenue Securities LLC Glenview, IL Aug 2011 - Mar 2012 < 1
Guardian Life Insurance Co Of America Chicago, IL May 2009 - Aug 2011 2
Park Avenue Securities LLC Chicago, IL May 2009 - Aug 2011 2
Guardian Life Insurance Co Of America Glenview, IL Feb 2009 - May 2009 < 1
Park Avenue Securities LLC Glenview, IL Feb 2009 - May 2009 < 1
Park Avenue Securities Downers Grove, IL Jul 2005 - Feb 2009 3
Guardian Life Insurance Company Downers Grove, IL Jul 2005 - Feb 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Laura L. Davis
Phone Number: 1-888-600-4667
Registered State(s):
  • IL
  • MI
  • IN
By the Numbers
  • Total Assets Under Management
    6,646
    MILLIONS
  • Total Number of Accounts
    39,311
    ACCOUNTS
  • Average Account Value
    $169,065
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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