Craig Dock, financial advisor Rosemount MN

Craig Dock

CRD Number: 5053583
Current Firm: Vermillion Wealth Management Inc.

Craig Dock (CRD# 5053583) is an Investment Advisor Representative working at Vermillion Wealth Management Inc. in Rosemount, MN and has over 14 years of experience in the finance industry. Craig Dock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Vermillion Wealth Management, Inc. Rosemount, MN Aug 2019 - Current 1
Securities America, Inc. Rosemount, MN Sep 2017 - Current 3
Vermillion State Bank Rosemount, MN Nov 2016 - Current 4
Cetera Investment Services LLC St.cloud, MN Dec 2016 - Sep 2017 < 1
Cetera Investment Advisors Inver Grove Heights, MN Nov 2016 - Dec 2016 < 1
Unemployed Minneapolis, MN May 2016 - Nov 2016 < 1
Scottrade, Inc. San Diego, CA Oct 2006 - May 2016 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Craig E. Dock
Phone Number: 651-480-4601
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    171
    MILLIONS
  • Total Number of Accounts
    745
    ACCOUNTS
  • Average Account Value
    $229,805
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

FL, MN, WI

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