Ronald Briggs, financial advisor Rosenberg TX

Ronald Briggs

CRD Number: 2692219
Current Firm: Securities America Advisors, Inc.

Ronald Briggs (CRD# 2692219) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Rosenberg, TX and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America Inc. Rosengerg, TX Nov 2014 - Current 9
Securities America Advisors Rosenberg, TX Nov 2014 - Current 9
Ronald L Briggs, Pc Rosenberg, TX Aug 1977 - Current 46
1st Global Advisors Rosenberg, TX Dec 2004 - Nov 2014 9
1st Global Insurance Services Rosenberg, TX Apr 2004 - Nov 2014 10
1st Global Capital Corp. Rosenberg, TX Nov 1995 - Nov 2014 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1996
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Ronald L. Briggs
Phone Number: 402-399-9111
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    38,164
    MILLIONS
  • Total Number of Accounts
    200,228
    ACCOUNTS
  • Average Account Value
    $190,602
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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