Charles Harrison
CRD Number: 6329653Current Firm: United Planners' Financial Services Of America A Limited Partner
Charles Harrison (CRD# 6329653) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Roseville, CA and has over 9 years of experience in the finance industry. Charles Harrison has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2464546
Capital Planning Advisors LLC
CRD# 5156625
Dynamic Wealth Strategies, LLC
CRD# 2923073
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles H. Harrison, Inc. | Roseville, CA | Dec 2018 - Current | 5 |
| Sequoia Advisory Group Financial And Insurance Services | Roseville, CA | Sep 2018 - Current | 5 |
| United Planners' Financial Services Of America | Scottsdale, AZ | Oct 2017 - Current | 6 |
| Charles H. Harrison, Independent Insurance | Roseville, CA | Oct 2017 - Current | 6 |
| Charles H. Harrison, Independent Insurance | Roseville, CA | Oct 2017 - Current | 6 |
| Studio 9 Financial And Insurance Services | Roseville, CA | Jul 2015 - Oct 2017 | 2 |
| Principal Life Insurance Company | Roseville, CA | Apr 2014 - Oct 2017 | 3 |
| Princor Financial Services Corporation | Roseville, CA | Apr 2014 - Oct 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2014 |
- CA
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Total Assets Under Management9,326MILLIONS
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Total Number of Accounts43,221ACCOUNTS
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Average Account Value$215,783
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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