James McCarthyCRD Number: 4874021
Current Firm: Capital Planning Advisors LLC
James McCarthy (CRD# 4874021) is an Investment Advisor Representative working at Capital Planning Advisors LLC in Roseville, CA and has over 33 years of experience in the finance industry.
Capital Planning Advisors LLC
Dynamic Wealth Strategies, LLC
|Capital Planning Advisors, LLC||Roseville, CA||Jan 2017 - Current||6|
|Legacy Capital Management||Roseville, CA||Feb 1996 - Jan 2017||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1990|
Total Assets Under Management986MILLIONS
Total Number of Accounts996ACCOUNTS
Average Account Value$989,629
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, HI, NV, TX, WA
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