Patricia Estopinal, financial advisor Roseville CA
93 score

Patricia Estopinal

CRD Number: 1451560
Current Firm: Robert W. Baird & Company Incorporated

Patricia Estopinal (CRD# 1451560) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Roseville, CA and has over 30 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Robert W. Baird & Company Incorporated Roseville, CA May 2012 - Current 4
Morgan Stanley Smith Barney Folsom, CA Jun 2009 - May 2012 2
Citigroup Global Markets Inc. Folsom, CA Jul 1993 - Jun 2009 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1986
S65 NASAA Investment Advisors Law Examination Jul 1992
Contact Info for Patricia M. Estopinal
Phone Number: 414-765-3500
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    83,910
    MILLIONS
  • Total Number of Accounts
    90,406
    ACCOUNTS
  • Average Account Value
    $928,144
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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