Rainbow Brooks (CRD# 4350194) is an Investment Advisor Representative working at D.a. Davidson & Company in Roseville, CA and has over 7 years of experience in the finance industry.
CRD# 2464546
Capital Planning Advisors LLC
CRD# 5156625
Dynamic Wealth Strategies, LLC
CRD# 2923073
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| D.a. Davidson & Company | Roseville, CA | Dec 2019 - Current | 4 |
| Unemployed | Antelope, CA | Oct 2019 - Dec 2019 | < 1 |
| Newbridge Securities Corporation | Roseville, CA | Mar 2019 - Oct 2019 | < 1 |
| Holly Street Wealth Advisors | Pasadena, CA | Jul 2016 - Oct 2019 | 3 |
| Strategy Asset Managers LLC | Roseville, CA | Jun 2010 - Oct 2019 | 9 |
| Aurora Capital LLC | Bridgehampton, NY | Nov 2018 - Feb 2019 | < 1 |
| Mid Atlantic Capital Corporation | Pittsburgh, PA | May 2004 - Dec 2016 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 2016 |
| S63 | Uniform Securities State Law Examination | Feb 2020 |
- CA
- TX
-
Total Assets Under Management27,925MILLIONS
-
Total Number of Accounts81,264ACCOUNTS
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Average Account Value$343,638
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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