Zachary HarlessCRD Number: 5525364
Current Firm: Wells Fargo Advisors, LLC
Zachary Harless (CRD# 5525364) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Roseville, CA and has over 5 years of experience in the finance industry.
Clarion Advisors Inc.
Wells Fargo Advisors, LLC
Adams Ashby Financial Advisors
|Wells Fargo||Sacremento, CA||Jul 2013 - Current||3|
|Bbva Securities Inc.||Oakdale, CA||May 2013 - Jul 2013||< 1|
|Bbva Compass Investment Solutions, Inc.||Sonora, CA||Aug 2010 - Jul 2013||2|
|Compass Bank||Sonora, CA||Aug 2009 - Jul 2013||3|
|Guaranty Brokerage Services Inc.||Stockton, CA||Aug 2009 - Dec 2009||< 1|
|Guaranty Bank||Stockton, CA||Jul 2009 - Aug 2009||< 1|
|Unemployed||Modesto, CA||Apr 2009 - Jun 2009||< 1|
|Warner Chilcott Labs||Rockaway, NJ||Jun 2007 - Mar 2009||1|
|Principal Life Insurance Co||Modesto, CA||Apr 2008 - Dec 2008||< 1|
|Princor Financial Services Corp||Modesto, CA||Apr 2008 - Dec 2008||< 1|
|Inshape Health Clubs||Modesto, CA||Jun 2001 - Jun 2007||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2013|
|S63||Uniform Securities State Law Examination||Nov 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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