Victoria Harman, financial advisor Roswell NM

Victoria Harman

CRD Number: 6402763
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Victoria Harman (CRD# 6402763) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Roswell, NM and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America N.a. Roswell, NM Dec 2014 - Current 9
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roswell, NM Sep 2014 - Current 9
Us Foods Lubbock, TX Jun 2008 - Sep 2014 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2015
Contact Info for Victoria K. Harman
Phone Number: 800-637-7455
Firm Website: https://www.merrill.com
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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