Arthur Chen (CRD# 2784305) is an Investment Advisor Representative working at W&s Brokerage Services, Inc. in San Diego, CA and has over 27 years of experience in the finance industry.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Western And Southern Life | Ontario, CA | May 2023 - Current | < 1 |
| W&s Brokerage Services | Cincinnati, OH | Jan 2023 - Current | 1 |
| Western & Southern Life | Cerritos, CA | Jan 2023 - May 2023 | < 1 |
| Mml Investors Services | Beverly Hills, CA | Jul 2013 - Dec 2022 | 9 |
| Mass Mutual Life Insurance Company | Beverly Hills, CA | May 2013 - Dec 2022 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1996 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1999 |
- CA
-
Total Assets Under Management123MILLIONS
-
Total Number of Accounts451ACCOUNTS
-
Average Account Value$272,427
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, DC, DE, FL, GA, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, NC, NM, NV, OH, PA, SC, TN, TX, VA, WI, WV
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