CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Equitable Advisors LLC | New York, NY | Dec 2021 - Current | 2 |
| Mml Investor Services | Elmsford, NY | Jan 2018 - Dec 2021 | 3 |
| Massachsusetts Mutual Life Insurance Company | Elmsford, NY | Jan 2018 - Dec 2021 | 3 |
| Guardian Life Insurance Co Of America | Rye Brook, NY | Aug 2009 - Jan 2018 | 8 |
| Park Avenue Securities LLC | Rye Brook, NY | Aug 2009 - Jan 2018 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2004 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2010 |
- AZ
- CT
- FL
- NJ
- NY
- TX
- VA
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Total Assets Under Management29,776MILLIONS
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Total Number of Accounts79,686ACCOUNTS
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Average Account Value$373,668
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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