Michalis Batas, financial advisor Rye Brook NY
90 score

Michalis Batas

CRD Number: 5491943
Current Firm: Ameriprise Financial Services, Inc.

Michalis Batas (CRD# 5491943) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Rye Brook, NY and has over 5 years of experience in the finance industry.

Similar Advisors
Danna Jacobs, financial advisor Rye Brook NY
Danna Jacobs
CRD# 5366446
Legacy Care Wealth, LLC
Score
107
Similar Advisors
Nat Prentice, financial advisor Rye Brook NY
Nat Prentice
CRD# 832532
Altium Wealth Management LLC
Score
107
Similar Advisors
Robert Troyano, financial advisor Rye Brook NY
Robert M. Troyano
CRD# 1502551
H. Beck, Inc.
Score
105
Company Name Location Dates Years
Ameriprise Financial Services Inc. Rye Brook, NY Feb 2016 - Current < 1
Quasar Distributors, LLC Milwaukee, WI Jan 2015 - Feb 2016 1
Wbi Investments, Inc. Red Bank, NJ Dec 2014 - Feb 2016 1
Fora Financial New York, NY Jan 2014 - Dec 2014 < 1
Jp Morgan Securities LLC Flushing, NY Jun 2013 - Dec 2014 1
Davidd Rossett New York, NY Oct 2012 - Jun 2013 < 1
Northwestern Mutual Investment Services, LLC New York, NY Aug 2011 - Jun 2013 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Dec 2010 - Oct 2012 1
Coopertown Restaurant New York, NY Sep 2001 - Oct 2010 9
Baruch College New York, NY Jun 2008 - Jan 2010 1
Chase Investment Services Corp Lindenhurst, NY Feb 2008 - Jun 2008 < 1
Jpmorgan Chase Bank Na Lindenhurst, NY Jan 2008 - May 2008 < 1
Baruch College New York, NY Sep 2003 - Feb 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2013
S63 Uniform Securities State Law Examination Oct 2011
Contact Info for Michalis Batas
Phone Number: 612-671-3131
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.