Joseph Carollo, financial advisor S. Glastonbury CT

Joseph Carollo

CRD Number: 4015980
Current Firm: Avantax Advisory Services

Joseph Carollo (CRD# 4015980) is an Investment Advisor Representative working at Avantax Advisory Services in S. Glastonbury, CT and has over 21 years of experience in the finance industry.

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Advice And Planning Services
Company Name Location Dates Years
Aristy 2019 Real Estate Fund, LLC Peachtree, GA Sep 2020 - Current 1
Avantax Insurance Agency, LLC S. Glastonbury, CT May 2014 - Current 7
Carollo Mortgage Co S. Glastonbury, CT Jan 2010 - Current 11
Avantax Advisory Services S. Glastonburg, CT Jan 2002 - Current 19
Avantax Investment Services, Inc. S. Glastonburg, CT Oct 2000 - Current 21
Carollo & Assoc. P.c. S. Glastonburg, CT Jan 1988 - Current 33
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2000
S65 NASAA Investment Advisors Law Examination Sep 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joseph E. Carollo
Phone Number: 972-870-6000
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    30,249
    MILLIONS
  • Total Number of Accounts
    99,251
    ACCOUNTS
  • Average Account Value
    $304,777
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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