Afroz Elias, financial advisor Sacramento CA
93 score

Afroz Elias

CRD Number: 5479377
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Afroz Elias (CRD# 5479377) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Sacramento, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Sacramento, CA May 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento, CA Apr 2014 - Current 2
Wells Fargo Advisors LLC Sacramento, CA Feb 2011 - Apr 2014 3
Wells Fargo Bank, N.a. Sacramento/elk Grove, CA Mar 2006 - Apr 2014 8
Wells Fargo Investments, LLC Sacramento/elk Grove, CA Jan 2008 - Sep 2009 1
First Data Government Solutions Sacramento, CA Nov 2006 - Nov 2006 < 1
Cummins Power Generation Fridley, MN Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2008
Contact Info for Afroz A. Elias
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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