Chris Dwyer, financial advisor Sacramento CA
77 score

Chris Dwyer

CRD Number: 6269524
Current Firm: Edward Jones

Chris Dwyer (CRD# 6269524) is an Investment Advisor Representative working at Edward Jones in Sacramento, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St. Louis, MO Nov 2013 - Current 3
Capital Clean Space, Inc. Roseville, CA Jan 2010 - Nov 2013 3
Building Energy Savings Technology, LLC Carson City, NV Oct 2000 - Oct 2013 13
Dwyer Custom Coatings, Inc. Carson City, NV Jan 2000 - Dec 2009 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Chris D. Dwyer
Phone Number: 314-515-2000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
77

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