David Ambrose, financial advisor Sacramento CA

David Ambrose

CRD Number: 6569350
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

David Ambrose (CRD# 6569350) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Sacramento, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Sacramento, CA Jun 2018 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento, CA Mar 2018 - Current 3
Petdesk San Diego, CA Sep 2017 - Feb 2018 < 1
Valtea Valencia, May 2017 - Jul 2017 < 1
Uber San Diego, CA Dec 2016 - May 2017 < 1
San Diego State University San Diego, CA Aug 2015 - May 2017 1
Digial Operative Inc. San Diego, CA Aug 2016 - Dec 2016 < 1
The Turf Authority Reno, NV Jun 2016 - Aug 2016 < 1
Lincoln Financial Advisors San Diego, CA Sep 2015 - May 2016 < 1
San Diego Mesa College San Diego, CA Jan 2014 - Oct 2015 1
Abercrombie San Diego, CA Jan 2014 - Jan 2014 < 1
San Diego Mesa College San Diego, CA Jul 2013 - Jan 2014 < 1
Yogaberry El Dorado Hills, CA Jul 2012 - Jul 2013 1
Ambrose Chiropractic El Dorado Hills, CA Jan 2010 - Jul 2012 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2018
Contact Info for David W. Ambrose
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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