Erika Jimenez, financial advisor Sacramento CA
90 score

Erika Jimenez

CRD Number: 5544528
Current Firm: Ubs Financial Services Inc.

Erika Jimenez (CRD# 5544528) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Sacramento, CA and has over 4 years of experience in the finance industry.

Similar Advisors
Marshall Goins, financial advisor Sacramento CA
Marshall Goins
CRD# 5332818
Clarion Advisors Inc.
Score
104
Similar Advisors
Walter McCurdy, financial advisor Sacramento CA
Walter C. McCurdy
CRD# 3074595
Wells Fargo Advisors, LLC
Score
93
Similar Advisors
Peter Ashby, financial advisor Sacramento CA
Peter J. Ashby
CRD# 5292327
Adams Ashby Financial Advisors
Score
103
Company Name Location Dates Years
Ubs Financial Services Inc. Sacramento, CA Apr 2015 - Current 1
Cetera Investment Advisers LLC Puyallup, WA Jan 2014 - Mar 2015 1
Cetera Investment Services LLC St. Cloud, MN Dec 2011 - Mar 2015 3
Harborstone Credit Union Lakewood, WA Aug 2011 - Mar 2015 3
Unemployed University Place, WA Jun 2011 - Aug 2011 < 1
Purcell Advisory Services, LLC Tacoma, WA Mar 2011 - Jun 2011 < 1
Umpqua Bank Seattle, WA Jul 2010 - Mar 2011 < 1
Buttle Community Bank Chico, CA Jun 2009 - Jul 2010 1
Morgan Stanley Sacramento, CA Jun 2008 - Jun 2009 1
Starbucks Davis, CA Sep 2006 - Jun 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2012
Contact Info for Erika S. Jimenez
Phone Number: 201-352-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.