Gianne Apurado, financial advisor Sacramento CA
69 score

Gianne Apurado

CRD Number: 5278445
Current Firm: Northwestern Mutual Investment Services,llc

Gianne Apurado (CRD# 5278445) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Sacramento, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Roseville, CA May 2011 - Current 5
Northwestern Mutual Life Insurance Company Milwaukee, WI Apr 2011 - Current 5
Unemployed Roseville, CA Jan 2011 - Mar 2011 < 1
Wells Fargo Advisors, LLC Rancho Cordova, CA Apr 2007 - Dec 2010 3
Wells Fargo Bank, N.a. Rancho Cordova, CA Aug 2002 - Dec 2010 8
Wells Fargo Investments, LLC Gold River, CA Jan 2007 - Apr 2010 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Gianne C. Apurado
Phone Number: 866-664-7737
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
69

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