James SwiftCRD Number: 5509413
Current Firm: Charles Schwab & Company, Inc.
James Swift (CRD# 5509413) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Sacramento, CA and has over 9 years of experience in the finance industry.
Clarion Advisors Inc.
Adams Ashby Financial Advisors
Three Oaks Capital Management
|Swiftfit, Inc.||Rancho Cordova, CA||Dec 2017 - Current||< 1|
|Charles Schwab Bank||Sacramento, CA||Mar 2010 - Current||8|
|Charles Schwab & Company, Inc.||Sacramento, CA||Mar 2010 - Current||8|
|Wells Fargo Investments, LLC||Carmichael, CA||Mar 2008 - Mar 2010||2|
|Wells Fargo||Sacramento, CA||Mar 2002 - Mar 2010||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2008|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY