Lisa Haygood, financial advisor Sacramento CA
81 score

Lisa Haygood

CRD Number: 4438894
Current Firm: Morgan Stanley

Lisa Haygood (CRD# 4438894) is an Investment Advisor Representative working at Morgan Stanley in Sacramento, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Sacramento, CA Dec 2015 - Current 1
Wells Fargo Advisors LLC Roseville, CA Mar 2011 - Dec 2015 4
Housewife Enterprise, AL Jan 2010 - Mar 2011 1
Wells Fargo Advisors LLC Roseville, CA May 2009 - Jan 2010 < 1
Wachovia Securities, LLC San Diego, CA May 2008 - May 2009 1
Morgan Stanley & Company, Incorporated Lajolla, CA Apr 2007 - May 2008 1
Morgan Stanley Dw, Inc. La Jolla, CA Mar 2006 - Apr 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Lisa M. Haygood
Phone Number: 914-225-5510
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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