Michael KirkpatrickCRD Number: 1242631
Current Firm: Sorrento Pacific Financial, LLC
Michael Kirkpatrick (CRD# 1242631) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Sacramento, CA and has over 15 years of experience in the finance industry.
Clarion Advisors Inc.
Wells Fargo Advisors, LLC
Adams Ashby Financial Advisors
|Sorrento Pacific Financial, LLC||San Diego, CA||Jul 2016 - Current||< 1|
|Nationwide Investment Services Corporation||Columbus, OH||Mar 2015 - Apr 2016||1|
|Nationwide Securities, LLC||Columbus, OH||May 2015 - Aug 2015||< 1|
|Nationwide Investment Services Corporation||Columbus, OH||Mar 2015 - May 2015||< 1|
|Nationwide Securities, LLC||Columbus, OH||Apr 2013 - Mar 2015||1|
|Bank Of The West||Sacramento, CA||Mar 2010 - Apr 2013||3|
|Bancwest Investment Services||Sacramento, CA||Mar 2010 - Apr 2013||3|
|Law Offices Of Robin Bevier||Gold River, CA||Jun 2009 - Apr 2010||< 1|
|Woodbury Financial Services||Woodbury, MN||Aug 2004 - Mar 2010||5|
|Hartford Equity Sales Company, Inc.||Walnut Creek, CA||Jun 2004 - Jun 2009||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management67MILLIONS
Total Number of Accounts411ACCOUNTS
Average Account Value$163,686
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, FL, HI, IA, IL, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NJ, NM, NY, OK, OR, PA, SC, TN, VA, WI
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