Steve RaymondCRD Number: 5495792
Current Firm: Cambridge Investment Research Advisors, Inc.
Steve Raymond (CRD# 5495792) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Sacramento, CA and has over 8 years of experience in the finance industry. Steve Raymond has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Clarion Advisors Inc.
Wells Fargo Advisors, LLC
Adams Ashby Financial Advisors
|Cambridge Investment Research, Inc.||Fairfield, IA||Dec 2013 - Current||2|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Dec 2013 - Current||2|
|Navion Financial Advisors, LLC||Davis, CA||Apr 2012 - Dec 2013||1|
|Lpl Financial||Davis, CA||Dec 2010 - Apr 2012||1|
|Ameritas Investment Corp||Lincoln, NE||Jul 2008 - Dec 2010||2|
|Ameritas Life Insurance Corp||Lincoln, NE||Jul 2008 - Dec 2010||2|
|Acacia Life Insurance Company||Lincoln, NE||Jul 2008 - Dec 2010||2|
|Union Central Life Insurance Company||Cincinnati, OH||Jul 2008 - Dec 2010||2|
|20/20 Financial Advisors Of Sacramento||Folsom, CA||Jul 2008 - Dec 2010||2|
|Aig Financial Advisors||Roseville, CA||Mar 2008 - Jul 2008||< 1|
|Rtk Financial/aigfa Non-reg Asst||Roseville, CA||Feb 2008 - Jul 2008||< 1|
|Ascendency Consultaing Group||Granite Bay, CA||Jan 2003 - Jan 2008||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2008|
|S65||NASAA Investment Advisors Law Examination||Apr 2008|
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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