Alec Herbert, financial advisor Brooklyn OH

Alec Herbert

CRD Number: 6580572
Current Firm: Key Investment Services LLC

Alec Herbert (CRD# 6580572) is an Investment Advisor Representative working at Key Investment Services LLC in Brooklyn, OH and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Key Investment Services LLC Brooklyn, OH Jul 2022 - Current 1
Key Investment Services LLC Manchester, CT Jul 2018 - Jul 2022 4
Key Investment Services LLC Manchester, CT Jul 2017 - Jul 2018 1
Keybank South Burlington, VT Jul 2015 - Jul 2018 3
Key Investment Services LLC Portland, ME Nov 2015 - Jun 2017 1
Johnson & Wales University Providence, RI Jan 2014 - May 2015 1
Johnson & Wales University Providence, RI Sep 2012 - May 2015 2
Domino's Pizza Saint Albans, VT Jan 2010 - May 2015 5
Smugler's Notch Distillery Jeffersonville, VT May 2014 - Sep 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2016
S66 NASAA Uniform Combined State Law Examination Mar 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Alec Herbert
Phone Number: (888) 547-2968
Firm Website: http://www.key.com
Registered State(s):
  • VT
By the Numbers
  • Total Assets Under Management
    3,217
    MILLIONS
  • Total Number of Accounts
    23,518
    ACCOUNTS
  • Average Account Value
    $136,785
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AZ, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, KY, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY

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