Alec Herbert (CRD# 6580572) is an Investment Advisor Representative working at Key Investment Services LLC in Brooklyn, OH and has over 8 years of experience in the finance industry.
CRD# 5310387
Lpl Financial LLC
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
Company Name | Location | Dates | Years |
---|---|---|---|
Key Investment Services LLC | Brooklyn, OH | Jul 2022 - Current | 1 |
Key Investment Services LLC | Manchester, CT | Jul 2018 - Jul 2022 | 4 |
Key Investment Services LLC | Manchester, CT | Jul 2017 - Jul 2018 | 1 |
Keybank | South Burlington, VT | Jul 2015 - Jul 2018 | 3 |
Key Investment Services LLC | Portland, ME | Nov 2015 - Jun 2017 | 1 |
Johnson & Wales University | Providence, RI | Jan 2014 - May 2015 | 1 |
Johnson & Wales University | Providence, RI | Sep 2012 - May 2015 | 2 |
Domino's Pizza | Saint Albans, VT | Jan 2010 - May 2015 | 5 |
Smugler's Notch Distillery | Jeffersonville, VT | May 2014 - Sep 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 2016 |
S66 | NASAA Uniform Combined State Law Examination | Mar 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- VT
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Total Assets Under Management3,217MILLIONS
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Total Number of Accounts23,518ACCOUNTS
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Average Account Value$136,785
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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