Steven Carter, financial advisor Saint Augustine FL
93 score

Steven Carter

CRD Number: 4522907
Current Firm: Independent Financial Partners

Steven Carter (CRD# 4522907) is an Investment Advisor Representative working at Independent Financial Partners in Saint Augustine, FL and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Independent Financial Partners Saint Augustine, FL Dec 2013 - Current 3
Lpl Financial LLC Saint Augustine, FL Nov 2013 - Current 3
New England Securities Jacksonville, FL Apr 2002 - Nov 2013 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2004
S65 NASAA Investment Advisors Law Examination Nov 2006
Contact Info for Steven R. Carter
Phone Number: 813-341-0960
Registered State(s):
  • CT
  • FL
By the Numbers
  • Total Assets Under Management
    4,348
    MILLIONS
  • Total Number of Accounts
    24,542
    ACCOUNTS
  • Average Account Value
    $177,153
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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