James Ash, financial advisor Saint Charles MO

James Ash

CRD Number: 824879
Current Firm: A. H. Williams & Company, Inc.

James Ash (CRD# 824879) is an Investment Advisor Representative working at A. H. Williams & Company, Inc. in Saint Charles, MO and has over 43 years of experience in the finance industry.

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Company Name Location Dates Years
Nicol Investors Corp Granite City, IL May 2018 - Current 5
A H Williams Philaphedlia, PA Sep 2016 - May 2018 1
Wright Investors' Service Milford, CT Jul 2013 - Sep 2016 3
Wright Investors' Service Distributors, Inc. Milford, CT Jun 2013 - Sep 2016 3
Wright Investors' Service Milford, CT Jun 2013 - Sep 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1981
S66 NASAA Uniform Combined State Law Examination Apr 2005
Contact Info for James R. Ash
Phone Number: 215-569-9800
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    54
    MILLIONS
  • Total Number of Accounts
    40
    ACCOUNTS
  • Average Account Value
    $1,345,975
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States

NJ, PA, TX

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