James Gregg, financial advisor Waukesha WI

James Gregg

CRD Number: 5947801
Current Firm: Global View Capital Management LLC

James Gregg (CRD# 5947801) is an Investment Advisor Representative working at Global View Capital Management LLC in Waukesha, WI and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Global View Capital Advisors, LLC Waukesha, WI Feb 2021 - Current 3
Global View Capital Management, LLC Waukesha, WI Feb 2021 - Current 3
Global View Capital Insurance Services, LLC Waukesha, WI Feb 2021 - Current 3
Intouch Advisors, LLC Saint Clairsville, OH Jun 2013 - Current 10
Intouch Insurance Group, LLC Saint Clairsville, OH Jun 2013 - Current 10
Gregg & Associates, Llc D/b/a Gregg's Tax Service Saint Clairsville, OH Jan 2007 - Current 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2012
S65 NASAA Investment Advisors Law Examination May 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James P. Gregg
Phone Number: 262-650-1030
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    594
    MILLIONS
  • Total Number of Accounts
    6,508
    ACCOUNTS
  • Average Account Value
    $91,242
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, ID, IL, IN, KY, LA, MA, MI, MN, MT, NC, NE, NH, NM, NV, NY, OH, OK, OR, PA, SC, TX, UT, VA, VT, WA, WI, WY

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