Michael Throckmorton, financial advisor Saint Clairsville OH
96 score

Michael Throckmorton

CRD Number: 4545382
Current Firm: Investment Research Corp

Michael Throckmorton (CRD# 4545382) is an Investment Advisor Representative working at Investment Research Corp in Saint Clairsville, OH and has over 14 years of experience in the finance industry. Michael Throckmorton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Pfmichaels Financial Consultants, LLC St Clairsville, OH Feb 2015 - Current 2
Investment Research Corp Denver, CO Jan 2011 - Current 6
Fosters Inc. St Clairsville, OH Jun 2005 - Current 12
Breiding Ins & Fin'l Srvs St. Clairsville, OH Feb 2004 - Dec 2015 11
World Capital Brokerage, Inc/ Denver, CO Oct 2011 - Dec 2013 2
World Capital Advisors LLC Glen Allen, VA Jan 2009 - Dec 2010 1
Hazard & Siegel, Inc. Dewitt, NY Jan 2009 - Dec 2009 < 1
Fortune Financial Service Inc. New Brighton, PA Jan 2005 - Dec 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2003
Contact Info for Michael J. Throckmorton
Phone Number: 303-626-0634
Registered State(s):
  • OH
  • PA
  • WV
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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