Larry PhillipsCRD Number: 868073
Current Firm: Stifel, Nicolaus & Company, Incorporated
Larry Phillips (CRD# 868073) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Saint Cloud, MN and has over 37 years of experience in the finance industry.
Thrivent Investment Management Inc.
Ameriprise Financial Services, Inc.
Northwestern Mutual Investment Services,llc
|Stifel, Nicolaus & Company, Incorporated||St. Cloud, MN||Dec 2006 - Current||9|
|Miller Johnson Steichen Kinnard, Inc.||Minneapolis, MN||Jan 2001 - Dec 2006||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1979|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV