Laura Humphrey, financial advisor Saint Cloud MN
88 score

Laura Humphrey

CRD Number: 3134610
Current Firm: Securities America Advisors, Inc.

Laura Humphrey (CRD# 3134610) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Saint Cloud, MN and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America Advisors St Cloud, MN Oct 2014 - Current 2
Securities America Inc. St Cloud, MN Jan 2013 - Current 3
Granite Financial St Cloud, MN Sep 2005 - Dec 2012 7
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Oct 2014
S63 Uniform Securities State Law Examination Jul 2014
Contact Info for Laura A. Humphrey
Phone Number: 402-399-9111
Registered State(s):
  • MN
  • TX
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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