Nicholas RungeCRD Number: 6277074
Current Firm: Ameriprise Financial Services, Inc.
Nicholas Runge (CRD# 6277074) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Saint Cloud, MN and has over 3 years of experience in the finance industry.
Thrivent Investment Management Inc.
Ameriprise Financial Services, Inc.
Northwestern Mutual Investment Services,llc
|Ameriprise Financial Services,inc..||St Cloud, MN||Feb 2014 - Current||3|
|Ameriprise Financial||St. Cloud, MN||Dec 2013 - Feb 2014||< 1|
|Wells Fargo||St. Cloud, MN||Oct 2012 - Nov 2013||1|
|Ing Direct||St. Cloud, MN||Jan 2008 - Oct 2012||4|
|Best Buy||St. Cloud, MN||Oct 2005 - Nov 2008||3|
|Bunker Hills Golf Course||Coon Rapids, MN||May 2003 - Sep 2007||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV