Scott Kottke, financial advisor Saint Paul MN

Scott Kottke

CRD Number: 3183317
Current Firm: Transamerica Retirement Advisors, LLC

Scott Kottke (CRD# 3183317) is an Investment Advisor Representative working at Transamerica Retirement Advisors, LLC in Saint Paul, MN and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Investors Securities Corporation St. Paul, MN Oct 2018 - Current 5
Transamerica Retirement Solutions St. Paul, MN Sep 2018 - Current 5
Eagle Strategies LLC Edina, MN May 2017 - Sep 2018 1
Nylife Securities LLC Edina, MN Mar 2016 - Sep 2018 2
New York Life Insurance Company Edina, MN Mar 2016 - Sep 2018 2
Thrivent Investment Managment Inc. Saint Cloud, MN Apr 2006 - Mar 2016 9
Thrivent Financial For Lutherans Appleton, WI Apr 2006 - Mar 2016 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Scott C. Kottke
Phone Number: 866-368-0566
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    12,680
    MILLIONS
  • Total Number of Accounts
    160,403
    ACCOUNTS
  • Average Account Value
    $79,051
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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