Tracy Nelson (CRD# 1828708) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Saint Cloud, MN and has over 29 years of experience in the finance industry.
CRD# 4207020
Dakota Wealth, LLC
CRD# 1798616
Primerica Advisors
CRD# 1185989
Valmark Advisers, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Summit Brokerage Services, Inc. | Boca Raton, FL | Mar 2018 - Current | 6 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Jan 2014 - Current | 10 |
| Cetera Advisor Networks LLC | El Segundo, CA | Jan 2014 - Current | 10 |
| Cetera Advisors LLC | Denver, CO | Jan 2014 - Current | 10 |
| Cetera Financial Specialists LLC | Schaumburg, IL | Jan 2014 - Current | 10 |
| Cetera Investment Services LLC | Saint Cloud, MN | Apr 1994 - Current | 30 |
| First Allied Securities, Inc. | San Diego, CA | Mar 2018 - Sep 2022 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1994 |
- MN
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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