Brent Shakespeare, financial advisor Saint George UT
68 score

Brent Shakespeare

CRD Number: 4568760
Current Firm: Raymond James Financial Services Advisors, Inc.

Brent Shakespeare (CRD# 4568760) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Saint George, UT and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Utah Affiliated Financial Group, LLC St George, UT Apr 2014 - Current 2
Shakespeare Financial LLC St. George, UT Nov 2011 - Current 5
Raymond James Financial Services, Inc. St George, UT Sep 2010 - Current 6
Raymond James Financial Services Advisors St. George, UT Sep 2010 - Current 6
Southern Utah Estate Planning Council St. George, UT Dec 2011 - Dec 2012 1
Edward Jones St. Louis, MO Jul 2002 - Sep 2010 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2002
S66 NASAA Uniform Combined State Law Examination Jan 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Brent L. Shakespeare
Phone Number: 727-567-5877
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
68

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