David Harris, financial advisor Saint George UT
53 score

David Harris

CRD Number: 5604929
Current Firm: Bcj Capital Management

David Harris (CRD# 5604929) is an Investment Advisor Representative working at Bcj Capital Management in Saint George, UT and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
World Equity Group Arlington Heights, IL Mar 2016 - Current 1
Bcj Capital Management St. George, UT Feb 2016 - Current 1
Patriot Home Mortgage Saint George, UT Jan 2011 - Current 6
Mml Investor Services Inc. Salt Lake City, UT Sep 2009 - Current 8
Massmutual Life Insurance Company Salt Lake City, UT Nov 2006 - Current 11
Statera Wealth Management St. George, UT May 2006 - Current 11
Ibm Boulder, CO Nov 1997 - Nov 2006 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for David O. Harris
Phone Number: (480) 483-1510
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    337
    MILLIONS
  • Total Number of Accounts
    2,249
    ACCOUNTS
  • Average Account Value
    $149,741
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, FL, ID, NV, OR, TX, UT, VA, WA

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BADGES
53

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.