James Abel (CRD# 2036919) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Saint George, UT and has over 33 years of experience in the finance industry. James Abel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6244337
Soltis Investment Advisors, LLC
CRD# 6447966
Parker Advisory Group, LLC
CRD# 3184654
Northwestern Mutual Investment Services,llc
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| James & Elizabeth Abel | Saint George, UT | Sep 2015 - Current | 8 |
| The American College | Bryn Mawr, PA | Jun 2012 - Current | 11 |
| Family One Financial, LLC | Saint George, UT | Feb 2012 - Current | 11 |
| Raymond James Financial Services,inc | St George, UT | Mar 2011 - Current | 12 |
| Raymond James Financial Services Advisors | St. George, UT | Mar 2011 - Current | 12 |
| Rice University | Houston, TX | Mar 2013 - Aug 2019 | 6 |
| Utah Affiliated Financial Group, LLC | St. George, UT | Apr 2014 - Dec 2018 | 4 |
| Byu - Idaho | St George, UT | Apr 2015 - Oct 2016 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1990 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
- UT
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Total Assets Under Management245,249MILLIONS
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Total Number of Accounts932,793ACCOUNTS
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Average Account Value$262,919
- A percentage of assets under your management
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- Financial planning services
- Portfolio management for individuals and/or small businesses
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