Richard Vining, financial advisor East Lansing MI

Richard Vining

CRD Number: 1379679
Current Firm: Commonwealth Financial Network

Richard Vining (CRD# 1379679) is an Investment Advisor Representative working at Commonwealth Financial Network in East Lansing, MI and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Commonwealth Financial Network Waltham, MA Feb 2024 - Current < 1
V Financial Advisors, LLC St. Johns, MI Jan 2018 - Current 6
Swbc Investment Services, LLC Lansing, MI Sep 2013 - Nov 2017 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2010
S63 Uniform Securities State Law Examination Jan 2014
Contact Info for Richard L. Vining
Phone Number: 781-736-0700
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    146,387
    MILLIONS
  • Total Number of Accounts
    585,629
    ACCOUNTS
  • Average Account Value
    $249,965
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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