Cody Vaughn, financial advisor Saint Joseph MO
93 score

Cody Vaughn

CRD Number: 5450248
Current Firm: Thrivent Investment Management Inc.

Cody Vaughn (CRD# 5450248) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Saint Joseph, MO and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Thrivent Financial For Lutherans Appleton, WI Jan 2009 - Current 7
Thrivent Investment Management Inc. Saint Joseph, MO Dec 2008 - Current 8
Menards St Joseph, MO Oct 2008 - Jan 2009 < 1
Northwestern Mutual Investment Services LLC Kansas City, MO Jun 2008 - Jan 2009 < 1
Northwestern Mutual Financial Network Kansas City, MO Oct 2007 - Jan 2009 1
M And I Bank St. Joseph, MO Oct 2006 - Sep 2007 < 1
Missouri Western State Univ St Joseph, MO Aug 2002 - May 2007 4
Chilis Bar And Grill St. Joseph, MO Nov 2004 - Apr 2007 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2014
S63 Uniform Securities State Law Examination Oct 2008
Contact Info for Cody F. Vaughn
Phone Number: 800-847-4836
Firm Website: https://www.thrivent.com
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    8,027
    MILLIONS
  • Total Number of Accounts
    36,119
    ACCOUNTS
  • Average Account Value
    $222,230
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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