Brian SchmukeCRD Number: 5608547
Current Firm: Msi Financial Services, Inc.
Brian Schmuke (CRD# 5608547) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Saint Louis, MO and has over 8 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Visionary Wealth Advisors, LLC
|Metlife Securities Inc.||St. Louis, MO||Sep 2015 - Current||1|
|M Holdings Securities, Inc.||Portland, OR||Jun 2014 - Sep 2015||1|
|Newton One Advisors||Newark, DE||Jun 2014 - Sep 2015||1|
|Mml Investors Services||Chesterfield, MO||Mar 2012 - Jun 2014||2|
|Mass Mutual||Chesterfield, MO||Feb 2012 - Jun 2014||2|
|Northwestern Mutual Investment Services, LLC||Columbia, MO||Nov 2008 - Feb 2012||3|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Oct 2008 - Feb 2012||3|
|Schering Plough||Madison, NJ||Aug 2003 - Oct 2008||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management13,804MILLIONS
Total Number of Accounts105,831ACCOUNTS
Average Account Value$130,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV