Christopher RossCRD Number: 1968155
Current Firm: Wells Fargo Clearing Services, LLC
Christopher Ross (CRD# 1968155) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Saint Louis, MO and has over 19 years of experience in the finance industry.
Carsonallaria Wealth Management, Ltd.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
|Wells Fargo Clearing Services, LLC||Carbondale, IL||Nov 2016 - Current||1|
|Wells Fargo Advisors||Carbondale, IL||Apr 2013 - Nov 2016||3|
|Unemployed||Columbus, OH||Feb 2013 - Apr 2013||< 1|
|Nationshealth||Gahanna, OH||Jan 2012 - Feb 2013||1|
|Chase Investment Services Corp||Columbus, OH||Jun 2010 - Dec 2011||1|
|Not Employed||Westerville, OH||Feb 2010 - Jun 2010||< 1|
|Db Securities Services Nj Inc.||Jacksonville, FL||Jun 2009 - Feb 2010||< 1|
|Not Employed||Mccordsville, IN||Apr 2009 - Jun 2009||< 1|
|Blc Financial Services Group, Inc.||Chicago, IL||Feb 2008 - May 2009||1|
|Conseco Services, LLC||Carmel, IN||Aug 2007 - Apr 2009||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1998|
|S66||NASAA Uniform Combined State Law Examination||Feb 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY