David AptedCRD Number: 1255773
Current Firm: Avellino Financial Advisors, Inc.
David Apted (CRD# 1255773) is an Investment Advisor Representative working at Avellino Financial Advisors, Inc. in Saint Louis, MO and has over 31 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Visionary Wealth Advisors, LLC
|Forest Securities, Inc.||St. Louis, MO||Mar 2016 - Current||< 1|
|Smith Moore||Clayton, MO||Jun 2013 - Mar 2016||2|
|Securities Service Network, Inc.||St. Louis, MO||Sep 2007 - Jun 2013||5|
|Uhy Capital Advisors||St. Louis, MO||Jan 2004 - Jun 2013||9|
|Uhy Capital Agency, Inc.||Houston, TX||Aug 2002 - Jun 2013||10|
|Genworth Financial Securities Corp.||Schaumburg, IL||Aug 2001 - Sep 2007||6|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Aug 2013|
|S63||Uniform Securities State Law Examination||Feb 1985|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management2MILLIONS
Total Number of Accounts23ACCOUNTS
Average Account Value$99,809
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, IL, MO, OK, UT, WA