Dawn RohdeCRD Number: 1931349
Current Firm: Wells Fargo Advisors Financial Network, LLC
Dawn Rohde (CRD# 1931349) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Saint Louis, MO and has over 19 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Wells Fargo Advisors Financial Network LLC||St. Louis, MO||May 2009 - Current||8|
|Wachovia Securities Financial Network, Llc (11025)||Richmond, VA||Mar 2008 - May 2009||1|
|First Advisors, Inc (137888)||Chesterfield, MO||Jan 2007 - Mar 2008||1|
|Ffp Securities, Inc. (16337)||Chesterfield, MO||Aug 1999 - Mar 2008||8|
|Ffp Advisory Services, Inc. (110778)||Chesterfield, MO||Dec 2002 - Jan 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1998|
Total Assets Under Management38,415MILLIONS
Total Number of Accounts131,465ACCOUNTS
Average Account Value$292,208
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV