Doyle KingCRD Number: 5617640
Current Firm: Wells Fargo Clearing Services, LLC
Doyle King (CRD# 5617640) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Saint Louis, MO and has over 9 years of experience in the finance industry.
Carsonallaria Wealth Management, Ltd.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
|Wells Fargo Clearing Services, LLC||St. Louis, MO||Nov 2016 - Current||1|
|Wells Fargo Advisors, LLC||St. Louis, MO||Dec 2013 - Nov 2016||2|
|Larson Financial Securities, LLC||St. Louis, MO||Jan 2013 - Nov 2013||< 1|
|Larson Financial Group, LLC||St. Louis, MO||Jan 2013 - Nov 2013||< 1|
|First Clearing, LLC||St. Louis, MO||Mar 2011 - Jan 2013||1|
|K-force||Saint Louis, MO||Nov 2010 - Mar 2011||< 1|
|Kiddie Kandids||Saint Louis, MO||May 2010 - Nov 2010||< 1|
|Unemployed||Imperial, MO||Jun 2009 - May 2010||< 1|
|First Allied Securities, Inc.||Chesterfield, MO||Oct 2008 - Jun 2009||< 1|
|Unemployed||Imperial, MO||Aug 2006 - Oct 2008||2|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Feb 2013|
|S66||NASAA Uniform Combined State Law Examination||Feb 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY