Frederic NewburgerCRD Number: 1239502
Current Firm: Benjamin F. Edwards & Company, Incorporated
Frederic Newburger (CRD# 1239502) is an Investment Advisor Representative working at Benjamin F. Edwards & Company, Incorporated in Saint Louis, MO and has over 33 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Benjamin F. Edwards & Company||Mandeville, LA||Apr 2016 - Current||1|
|Faulkner And Clemens LLC||Meterie, LA||Jun 2011 - Apr 2016||4|
|Raymond James Financial Services Advisors, Inc.||Metairie, LA||Apr 2010 - Apr 2016||6|
|Raymond James Financial Services, Inc.||Metairie, LA||Apr 2010 - Apr 2016||6|
|Impera Wealth Management LLC||Metairie, LA||Apr 2010 - Apr 2016||6|
|Wachovia Securities, LLC||Mandeville, LA||Dec 1999 - Apr 2010||10|
|A.g. Edwards & Sons, Inc.||Mandeville, LA||Dec 1999 - Jan 2008||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1984|
|S65||NASAA Investment Advisors Law Examination||Jun 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
Total Assets Under Management4,221MILLIONS
Total Number of Accounts17,796ACCOUNTS
Average Account Value$237,214
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV