Gregory WilliamsCRD Number: 6358969
Current Firm: Td Ameritrade, Inc.
Gregory Williams (CRD# 6358969) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Saint Louis, MO and has over 2 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Visionary Wealth Advisors, LLC
|Tdameritrade, Inc.||Saint Louis, MO||Jun 2014 - Current||3|
|Vatterott College||Sunset Hills, MO||May 2014 - Jun 2014||< 1|
|Anthem College||St. Louis, MO||Jan 2013 - Apr 2014||1|
|Sanford-brown College||Fenton, MO||Feb 2005 - Dec 2012||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV